SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
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| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| C/O EXTREME NETWORKS, INC. |
| 3585 MONROE STREET |
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
EXTREME NETWORKS INC
[ EXTR ]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Sr. VP, R&D Engineering |
|
3. Date of Earliest Transaction
(Month/Day/Year)
09/29/2004
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|---|
| 1. Title of Security (Instr.
3)
|
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
|
4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
|
5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Common Stock |
|
|
|
|
|
|
|
2,119,747
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D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
|
5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
|
6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
|
8. Price of Derivative Security (Instr.
5)
|
9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
|
10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
|
11. Nature of Indirect Beneficial Ownership (Instr.
4)
|
| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Non-qualified Stock Option (right to buy) |
$4.44
|
09/29/2004 |
|
A |
|
125,000 |
|
|
09/29/2014 |
Common Stock |
125,000 |
$0
|
125,000 |
D |
|
| Explanation of Responses: |
|
|
| Remarks: |
|
|
Herb Schneider |
09/30/2004 |
|
** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
Section 16 Limited Power of Attorney
I, Herb Schneider, in my capacity as an officer and/or director
of Extreme Networks, Inc. (the "Company") hereby constitute and appoint
each of William Slakey, Rebecca Guerra, Megan Buckley, J. Howard Clowes
and Elizabeth O'Callahan, individually and with full power of
substitution, my true and lawful Attorney-in-Fact, in my name and on
my behalf to,:
1. prepare, execute, deliver and file with the United States
Securities and Exchange Commission, any national securities exchange
and Extreme Networks, Inc. (the "Company") any and all reports (including
any amendment thereto) of the undersigned required or considered advisable
under Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Exchange Act"), and the rules and regulations thereunder, with
respect to the equity securities of the Company, including Form 3
(Initial Statement of Beneficial Ownership of Securities), Form 4
(Statement of Changes in Beneficial Ownership), and Form 5 (Annual
Statement of Changes in Beneficial Ownership); and
2. seek or obtain, as my representative and on my behalf,
information on transactions in the Company's equity securities from
any third party, including the Company, brokers, dealers, employee benefit
plan administrators and trustees, and I hereby authorize any such third
party to release any such information to the Attorney-in-Fact.
I acknowledge that:
1. this Limited Power of Attorney authorizes, but does not
require, the Attorney-in-Fact to act at his or her discretion on
information provided, without independent verification of such
information;
2. any documents prepared and/or executed by the
Attorney-in-Fact on my behalf, pursuant to this Limited Power of
Attorney, will be in a form and will contain such information as
the Attorney-in-Fact, in his or her discretion, deems necessary
or desirable;
3. neither the Company nor the Attorney-in-Fact assumes
any liability for my responsibility to comply with the requirements
of Section 16 of the Exchange Act, any of my liability for any failure
to comply with such requirements, or any of my liability for
disgorgement of profits under Section 16(b) of the Exchange Act; and
4. this Limited Power of Attorney does not relieve me from responsibility for compliance with my obligations under Section
16 of the Exchange Act, including, without, limitation, the reporting requirements under Section 16(a) of the Exchange Act.
I hereby grant to each such Attorney-in-Fact the full power and
authority to do and perform any and every act requisite, necessary, or
proper to be done in the exercise of any of the rights and powers granted herein, as fully to all intents and purposes as I might do if personally present. I hereby ratify and confirm all that such Attorney-in-Fact
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers granted herein. I hereby acknowledge that the
foregoing Attorneys-in-Fact, in serving in such capacity at my request,
are not assuming, nor is the Company assuming, any of my responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until
I am no longer required to file Forms 3, 4, and 5 with respect to my
holdings of and transactions in securities issued by the Company, unless
earlier revoked in a signed writing delivered to the VP General Counsel
of the Company.
IN WITNESS WHEREOF, the undersigned has caused this Power of
Attorney to be executed as of this 30th day of September, 2004.
Signature: /s/ Herb Schneider
Print Name: Herb Schneider
