Extreme Networks, Inc.
EXTREME NETWORKS INC (Form: SD, Received: 06/01/2017 06:06:00)

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

Specialized Disclosure Report

 

 

EXTREME NETWORKS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   77-0430270

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification No.)

6480 Via Del Oro, San Jose, California  

95134

(Address of registrant’s principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code

(408) 579-2800

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.

 

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

The Conflict Minerals Report of the registrant is filed as Exhibit 1.01 to this report on Form SD. The Conflict Minerals Report is available on our website on the SEC Filings page of the Investor Relations section of our website at www.ExtremeNetworks.com . The content of any website referenced in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

 

Item 1.02 Exhibit

See Item 1.01.

Section 2 – Exhibits

Item 2.01 – Exhibits

Exhibit 1.01 – Conflict Minerals Report of Registrant, dated May 31, 2017.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

    EXTREME NETWORKS INC.
Date: May 31, 2017     By:  

/s/ Katayoun Motiey

     

Katayoun Motiey

     

Executive Vice President, Chief Administrative Officer-HR, General Counsel and Corporate Secretary

 

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EXHIBIT INDEX

 

Exhibit
Number

  

Description

1.01    Conflict Minerals Report of Registrant, dated May 31, 2017.

 

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Exhibit 1.01

Extreme Networks, Inc.

Conflict Minerals Report

For The Calendar Year Ended December 31, 2016

This Conflict Minerals Report (the “Report”) for Extreme Networks, Inc. (“we” or “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2016. Rule 13p-1 requires the disclosure of certain information by companies that manufacture or contract to manufacture products that use minerals specified in Rule 13p-1 that are necessary to the functionality or production of these products. These minerals are columbite-tantalite (coltan), cassiterite, wolframite, gold, or their derivatives, which the Securities and Exchange Commission has limited to tantalum, tin, tungsten and gold (collectively, the “Minerals”).

We have determined that certain Minerals are necessary to the functionality or production of our networking equipment. We generally manufacture our products through contract manufacturers. As a result, we do not have direct relationships with some of our suppliers. In addition, due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Consequently, we rely on our contract manufacturers, direct and indirect suppliers and industry initiatives for source information on the Minerals in our products.

For the reporting period from January 1 to December 31, 2016, we conducted reasonable country of origin (“RCOI”) activities followed by due diligence investigations to determine the source and chain of custody of the Minerals that are necessary to the functionality or production of our products.

We have reason to believe that a few smelters within our supply chain may be sourcing Minerals from the DRC-conflict areas. We believe that these smelters are certified Conflict Free by the Conflict Free Smelters Program (“CFSP”).

If any DRC-supported source is found to benefit armed groups in the DRC-conflict areas, we will work to remove such suppliers from our supply chain. As of the date of this filing, the DRC-conflict areas include: the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.

Company Overview

We are a leader in providing software-driven networking solutions for enterprise customers. We conduct our sales and marketing activities on a worldwide basis through distributors, resellers and the Company’s field sales organization. We were incorporated in California in 1996 and reincorporated in Delaware in 1999.

 

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On October 28, 2016, the Company completed the acquisition of Zebra Technologies Corporation’s wireless LAN assets (the “WLAN Business”). Under the terms of the purchase agreement, the Company acquired customers, employees, technology and other assets as well as assumed certain contracts and other liabilities of the WLAN Business. This Report does not include information related to the RCOI and due diligence measures related to the WLAN Business, and such information shall be reported in our Conflict Minerals Report for the calendar year ended December 31, 2017.

Conflict Minerals Program

We have established a conflict minerals compliance program that is based on the framework established by the Organisation for Economic Cooperation and Development (“OECD”). We require our suppliers and our contract manufacturers to establish an ongoing process to determine the country of origin of any Minerals in our products.

Reasonable Country of Origin Inquiry

We conducted a RCOI on our suppliers representing approximately 89% of our total direct spend with suppliers related to the production of our products that contain the Minerals.

Suppliers were asked to utilize the Electronic Industry Citizenship Coalition/Global e-Sustainability Initiative (EICC/GeSI) Conflict Minerals Reporting Template to report on their usage and sourcing of materials containing the Minerals. The EICC/GeSI Conflict Minerals Reporting Template was developed by several of the world’s leading consumer electronics companies and is generally regarded as the most common reporting tool for conflict minerals content and sourcing information. However, not all suppliers responded using the template as requested.

Based on our RCOI we believe that the sources of the Minerals contained in our products are from: (i) smelters designated as conflict free by the Conflict Free Sourcing Initiative (“CFSI”); (ii) smelters that have not been designated as conflict free by the CFSI, but that we believe are from areas other than the DRC-conflict areas; and (iii) scrap or recycled sources.

Design of Due Diligence Measures

The following are the due diligence measures we performed as a result of our RCOI:

1.     Company Policy . We established the Extreme Networks Conflict Minerals Policy, which has been communicated to our suppliers, which directs our suppliers to utilize a supply chain that does not support the conflict in the DRC-conflict areas. A copy of this policy is available on our website at http://www.extremenetworks.com/company/legal/conflict-minerals.

2.     Surveys . We conducted supply-chain surveys with our direct Tier 1 suppliers using the EICC/GeSI Conflict Minerals Reporting Template to identify the smelters and refiners and to determine the risks of any sources from the DRC-conflict areas within our supply chain. Supplier responses were evaluated for plausibility, consistency and gaps, both in terms of which products were stated to contain or not contain the Minerals, and the origin of the Minerals. In addition, we validated the information received from our suppliers, to the extent possible, using different procedures such as comparing different supplier responses for inconsistencies related to the same Minerals.

 

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3.     Follow-up on Survey Responses . We followed-up with the suppliers surveyed, to the extent possible, on missing and inconsistent information.

4.     Industry Supply Chain Management Tools . In addition to direct queries to our suppliers, we utilized industry supply chain management tools to determine if there is any risk that the Minerals being used in our products are from DRC-conflict areas and benefit armed groups in these areas. For example, we checked the conflict-free status of smelters and refiners on the CFSI’s website.

5.     Continual Investigation . We are continually trying to identify risks within our supply chain. If any DRC-supported source is found to benefit armed groups in the DRC-conflict areas, we plan to work to remove such suppliers from our supply chain in accordance with our environmental standards and our Conflict Minerals Policy.

Location of Smelters and Refiners

As part of the due diligence process we reviewed surveys on the Minerals from an aggregate total of approximately 14 suppliers. These surveys listed a total of approximately 295 smelters and refiners. Some of these suppliers provided information at a part number level and were able to specifically identify the smelters from which their Minerals were procured. Other suppliers provided their complete list of smelters, but were unable to identify the specific smelters from which the Minerals used for our products were procured. As some of the surveys we received are company-wide and not product specific, we believe these surveys may include smelters and refiners that do not provide the Minerals that are used in our products. Due to the use of company-wide surveys by some suppliers and the multiple levels of suppliers in our supply chain we are unable to determine with certainty at this time a complete list of smelters and refiners listed in the surveys that actually provide the specific Minerals used in our products. However, we believe the smelters and refiners used in our products may include those listed on Exhibit A.

Country of Origin

Due to the use of company-wide surveys by some suppliers and the multiple levels of suppliers in our supply chain we are unable to determine with certainty at this time a complete list of countries of origin listed in the surveys that actually provide the specific Minerals used in our products. However, we believe the smelters and refiners used in our products may include those from the countries of origin listed on Exhibit A and that the Minerals from such smelters and mines may originate from Brazil, the United States, Russia, Switzerland, South Africa, Japan, Australia, China, Thailand, Indonesia, Peru, Bolivia, Germany, Uzbekistan, Philippines, Sweden, Canada, Italy, Korea, Poland, Turkey, Kazakhstan, Kyrgyzstan, Saudi Arabia, Malaysia, Singapore, Mexico, Estonia, Taiwan, India, Netherlands, Spain, Vietnam, Belgium, Austria, New Zealand, Czech Republic, United Arab Emirates, France, and Macedonia. In addition, as mentioned above we have reason to believe some of the Minerals may have been sourced in the DRC-conflict areas, but that the smelters and refiners who identified these countries have all been certified as conflict free.

 

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Steps to be taken to mitigate future risk

We intend to take the following steps to improve the program and further mitigate any risk that the necessary Minerals in our products could benefit armed groups in the DRC-conflict areas:

1.     Compliance Module . We plan to continue the implementation of the compliance module within our Product Lifecycle Management system. Through this module, we expect to increase the response rate of our suppliers’ surveys.

2.     Quality Management System . We plan to continue to refine the RCOI and conflict minerals disclosure process in connection with our Quality Management System (“QMS”). The QMS includes a “corrective action-preventive action process” that is consistent with the OECD Framework.

3.     Work with Suppliers on Quality of Information . We plan to continue to communicate our expectations regarding the quality of information to be provided by our suppliers. We also plan to request that all our suppliers provide a completed and accurate EICC/GeSI Conflict Minerals Reporting Template for the products that such suppliers manufacture for us that include the Minerals.

4.      Include WLAN Business . We plan to expand our process next year to include suppliers related to the WLAN Business.

Over time, we anticipate that the amount of information globally available regarding the traceability and sourcing of the Minerals will increase.

FORWARD-LOOKING STATEMENTS

Statements relating to due diligence improvements are forward-looking in nature and are based on our current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of our control and which could cause actual events to differ materially from those expressed or implied by the statements made herein.

DOCUMENTS INCORPORATED BY REFERENCE

Unless otherwise stated herein, any documents, third-party materials or references to websites (including the our website) are not incorporated by reference in, or considered to be a part of this Report, unless expressly incorporated by reference herein.

 

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INHERENT LIMITATIONS ON DUE DILIGENCE MEASURES

Our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the Minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the Minerals. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.

 

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Exhibit A

        
Smelter ID #      Metal      Smelter Reference List    Country
CID000015      Gold      Advanced Chemical Company    UNITED STATES OF AMERICA
CID000019      Gold      Aida Chemical Industries Co., Ltd.    JAPAN
CID000035      Gold      Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
CID000041      Gold      Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
CID000058      Gold      AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL
CID000077      Gold      Argor-Heraeus S.A.    SWITZERLAND
CID000082      Gold      Asahi Pretec Corp.    JAPAN
CID000090      Gold      Asaka Riken Co., Ltd.    JAPAN
CID000113      Gold      Aurubis AG    GERMANY
CID000128      Gold      Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
CID000157      Gold      Boliden AB    SWEDEN
CID000176      Gold      C. Hafner GmbH + Co. KG    GERMANY
CID000185      Gold      CCR Refinery - Glencore Canada Corporation    CANADA
CID000189      Gold      Cendres + Métaux S.A.    SWITZERLAND
CID000233      Gold      Chimet S.p.A.    ITALY
CID000328      Gold      Daejin Indus Co., Ltd.    KOREA (REPUBLIC OF)
CID000359      Gold      DSC (Do Sung Corporation)    KOREA (REPUBLIC OF)
CID000362      Gold      DODUCO GmbH    GERMANY
CID000401      Gold      Dowa    JAPAN
CID000425      Gold      Eco-System Recycling Co., Ltd.    JAPAN
CID000493      Gold      OJSC Novosibirsk Refinery    RUSSIAN FEDERATION
CID000694      Gold      Heimerle + Meule GmbH    GERMANY
CID000707      Gold      Heraeus Ltd. Hong Kong    CHINA
CID000711      Gold      Heraeus Precious Metals GmbH & Co. KG    GERMANY
CID000767      Gold      Hunan Chenzhou Mining Co., Ltd.    CHINA
CID000778      Gold      HwaSeong CJ Co., Ltd.    KOREA (REPUBLIC OF)
CID000801      Gold      Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA


CID000807    Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
CID000814    Gold    Istanbul Gold Refinery    TURKEY
CID000823    Gold    Japan Mint    JAPAN
CID000855    Gold    Jiangxi Copper Co., Ltd.    CHINA
CID000920    Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
CID000924    Gold    Asahi Refining Canada Ltd.    CANADA
CID000927    Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
CID000929    Gold    JSC Uralelectromed    RUSSIAN FEDERATION
CID000937    Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
CID000956    Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
CID000957    Gold    Kazzinc    KAZAKHSTAN
CID000981    Gold    Kojima Chemicals Co., Ltd.    JAPAN
CID001029    Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
CID001032    Gold    L’azurde Company For Jewelry    SAUDI ARABIA
CID001056    Gold    Lingbao Gold Co., Ltd.    CHINA
CID001058    Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA
CID001078    Gold    LS-NIKKO Copper Inc.    KOREA (REPUBLIC OF)
CID001093    Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
CID001113    Gold    Materion    UNITED STATES OF AMERICA
CID001119    Gold    Matsuda Sangyo Co., Ltd.    JAPAN
CID001147    Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
CID001149    Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
CID001152    Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
CID001153    Gold    Metalor Technologies S.A.    SWITZERLAND
CID001157    Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA
CID001161    Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO
CID001188    Gold    Mitsubishi Materials Corporation    JAPAN
CID001193    Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
CID001204    Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION


CID001220    Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY
CID001236    Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
CID001259    Gold    Nihon Material Co., Ltd.    JAPAN
CID001322    Gold    Elemetal Refining, LLC    UNITED STATES OF AMERICA
CID001326    Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
CID001352    Gold    PAMP S.A.    SWITZERLAND
CID001362    Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
CID001386    Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
CID001397    Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
CID001498    Gold    PX Précinox S.A.    SWITZERLAND
CID001512    Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
CID001534    Gold    Royal Canadian Mint    CANADA
CID001546    Gold    Sabin Metal Corp.    UNITED STATES OF AMERICA
CID001555    Gold    Samduck Precious Metals    KOREA (REPUBLIC OF)
CID001562    Gold    Samwon Metals Corp.    KOREA (REPUBLIC OF)
CID001573    Gold    Schone Edelmetaal B.V.    NETHERLANDS
CID001585    Gold    SEMPSA Joyería Platería S.A.    SPAIN
CID001619    Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA
CID001622    Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
CID001736    Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
CID001754    Gold    So Accurate Group, Inc.    UNITED STATES OF AMERICA
CID001756    Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
CID001761    Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA
CID001798    Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
CID001875    Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
CID001909    Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA
CID001916    Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA
CID001938    Gold    Tokuriki Honten Co., Ltd.    JAPAN


CID001947    Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA
CID001955    Gold    Torecom    KOREA (REPUBLIC OF)
CID001977    Gold    Umicore Brasil Ltda.    BRAZIL
CID001980    Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
CID001993    Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
CID002003    Gold    Valcambi S.A.    SWITZERLAND
CID002030    Gold    Western Australian Mint trading as The Perth Mint    AUSTRALIA
CID002100    Gold    Yamamoto Precious Metal Co., Ltd.    JAPAN
CID002129    Gold    Yokohama Metal Co., Ltd.    JAPAN
CID002224    Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
CID002243    Gold    Zijin Mining Group Co., Ltd. Gold Refinery    CHINA
CID002282    Gold    Morris and Watson    NEW ZEALAND
CID002290    Gold    SAFINA A.S.    CZECH REPUBLIC
CID002312    Gold    Guangdong Jinding Gold Limited    CHINA
CID002314    Gold    Umicore Precious Metals Thailand    THAILAND
CID002459    Gold    Geib Refining Corporation    UNITED STATES OF AMERICA
CID002509    Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
CID002510    Gold    Republic Metals Corporation    UNITED STATES OF AMERICA
CID002511    Gold    KGHM Polska Miedź Spółka Akcyjna    POLAND
CID002516    Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA
CID002560    Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
CID002561    Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
CID002580    Gold    T.C.A S.p.A    ITALY
CID002582    Gold    Remondis Argentia B.V.    NETHERLANDS
CID002605    Gold    Korea Zinc Co., Ltd.    KOREA (REPUBLIC OF)
CID002615    Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN
CID002761    Gold    SAAMP    FRANCE
CID002777    Gold    SAXONIA Edelmetalle GmbH    GERMANY
CID002778    Gold    WIELAND Edelmetalle GmbH    GERMANY


CID002779    Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
CID002850    Gold    AU Traders and Refiners    SOUTH AFRICA
CID002852    Gold    Gujarat Gold Centre    INDIA
CID002853    Gold    Sai Refinery    INDIA
CID002857    Gold    Modeltech Sdn Bhd    MALAYSIA
CID002863    Gold    Bangalore Refinery    INDIA
CID000211    Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
CID000291    Tantalum    Conghua Tantalum and Niobium Smeltry    CHINA
CID000410    Tantalum    Duoluoshan    CHINA
CID000456    Tantalum    Exotech Inc.    UNITED STATES OF AMERICA
CID000460    Tantalum    F&X Electro-Materials Ltd.    CHINA
CID000616    Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA
CID000731    Tantalum    Hi-Temp Specialty Metals, Inc.    UNITED STATES OF AMERICA
CID000914    Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
CID000917    Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
CID000973    Tantalum    King-Tan Tantalum Industry Ltd.    CHINA
CID001076    Tantalum    LSM Brasil S.A.    BRAZIL
CID001163    Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
CID001175    Tantalum    Mineração Taboca S.A.    BRAZIL
CID001192    Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN
CID001200    Tantalum    Molycorp Silmet A.S.    ESTONIA
CID001277    Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
CID001508    Tantalum    QuantumClean    UNITED STATES OF AMERICA
CID001522    Tantalum    RFH Tantalum Smeltry Co., Ltd.    CHINA
CID001769    Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
CID001869    Tantalum    Taki Chemical Co., Ltd.    JAPAN
CID001891    Tantalum    Telex Metals    UNITED STATES OF AMERICA
CID001969    Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
CID002232    Tantalum    Zhuzhou Cemented Carbide Group Co., Ltd.    CHINA


CID002307    Tantalum    Yichun Jin Yang Rare Metal Co., Ltd.    CHINA
CID002492    Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
CID002504    Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA
CID002506    Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
CID002508    Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
CID002512    Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
CID002539    Tantalum    KEMET Blue Metals    MEXICO
CID002540    Tantalum    Plansee SE Liezen    AUSTRIA
CID002544    Tantalum    H.C. Starck Co., Ltd.    THAILAND
CID002545    Tantalum    H.C. Starck GmbH Goslar    GERMANY
CID002546    Tantalum    H.C. Starck GmbH Laufenburg    GERMANY
CID002547    Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
CID002548    Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA
CID002549    Tantalum    H.C. Starck Ltd.    JAPAN
CID002550    Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
CID002556    Tantalum    Plansee SE Reutte    AUSTRIA
CID002557    Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
CID002558    Tantalum    Global Advanced Metals Aizu    JAPAN
CID002568    Tantalum    KEMET Blue Powder    UNITED STATES OF AMERICA
CID002571    Tantalum    Tranzact, Inc.    UNITED STATES OF AMERICA
CID002590    Tantalum    E.S.R. Electronics    UNITED STATES OF AMERICA
CID002707    Tantalum    Resind Indústria e Comércio Ltda.    BRAZIL
CID002842    Tantalum    Jiangxi Tuohong New Raw Material    CHINA
CID002847    Tantalum    Power Resources Ltd.    MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF)
CID000228    Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
CID000244    Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA
CID000295    Tin    Cooperativa Metalurgica de Rondônia Ltda.    BRAZIL
CID000306    Tin    CV Gita Pesona    INDONESIA


CID000307    Tin    PT Justindo    INDONESIA
CID000309    Tin    PT Aries Kencana Sejahtera    INDONESIA
CID000313    Tin    CV Serumpun Sebalai    INDONESIA
CID000315    Tin    CV United Smelting    INDONESIA
CID000402    Tin    Dowa    JAPAN
CID000438    Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)
CID000468    Tin    Fenix Metals    POLAND
CID000538    Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
CID000942    Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
CID001070    Tin    China Tin Group Co., Ltd.    CHINA
CID001105    Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
CID001142    Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA
CID001173    Tin    Mineração Taboca S.A.    BRAZIL
CID001182    Tin    Minsur    PERU
CID001191    Tin    Mitsubishi Materials Corporation    JAPAN
CID001231    Tin    Nankang Nanshan Tin Manufactory Co., Ltd.    CHINA
CID001314    Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
CID001337    Tin    Operaciones Metalurgical S.A.    BOLIVIA (PLURINATIONAL STATE OF)
CID001399    Tin    PT Artha Cipta Langgeng    INDONESIA
CID001402    Tin    PT Babel Inti Perkasa    INDONESIA
CID001419    Tin    PT Bangka Tin Industry    INDONESIA
CID001421    Tin    PT Belitung Industri Sejahtera    INDONESIA
CID001428    Tin    PT Bukit Timah    INDONESIA
CID001434    Tin    PT DS Jaya Abadi    INDONESIA
CID001438    Tin    PT Eunindo Usaha Mandiri    INDONESIA
CID001448    Tin    PT Karimun Mining    INDONESIA
CID001453    Tin    PT Mitra Stania Prima    INDONESIA
CID001457    Tin    PT Panca Mega Persada    INDONESIA
CID001458    Tin    PT Prima Timah Utama    INDONESIA


CID001460    Tin    PT Refined Bangka Tin    INDONESIA
CID001463    Tin    PT Sariwiguna Binasentosa    INDONESIA
CID001468    Tin    PT Stanindo Inti Perkasa    INDONESIA
CID001471    Tin    PT Sumber Jaya Indah    INDONESIA
CID001477    Tin    PT Timah (Persero) Tbk Kundur    INDONESIA
CID001482    Tin    PT Timah (Persero) Tbk Mentok    INDONESIA
CID001490    Tin    PT Tinindo Inter Nusa    INDONESIA
CID001493    Tin    PT Tommy Utama    INDONESIA
CID001539    Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
CID001758    Tin    Soft Metais Ltda.    BRAZIL
CID001898    Tin    Thaisarco    THAILAND
CID001908    Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
CID002015    Tin    VQB Mineral and Trading Group JSC    VIETNAM
CID002036    Tin    White Solder Metalurgia e Mineração Ltda.    BRAZIL
CID002158    Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
CID002180    Tin    Yunnan Tin Company Limited    CHINA
CID002455    Tin    CV Venus Inti Perkasa    INDONESIA
CID002468    Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
CID002478    Tin    PT Tirus Putra Mandiri    INDONESIA
CID002479    Tin    PT Wahana Perkit Jaya    INDONESIA
CID002500    Tin    Melt Metais e Ligas S.A.    BRAZIL
CID002517    Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
CID002530    Tin    PT Inti Stania Prima    INDONESIA
CID002570    Tin    CV Ayi Jaya    INDONESIA
CID002572    Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIETNAM
CID002573    Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIETNAM
CID002574    Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIETNAM
CID002592    Tin    CV Dua Sekawan    INDONESIA


CID002593    Tin    CV Tiga Sekawan    INDONESIA
CID002696    Tin    PT Cipta Persada Mulia    INDONESIA
CID002703    Tin    An Vinh Joint Stock Mineral Processing Company    VIETNAM
CID002706    Tin    Resind Indústria e Comércio Ltda.    BRAZIL
CID002757    Tin    PT O.M. Indonesia    INDONESIA
CID002773    Tin    Metallo-Chimique N.V.    BELGIUM
CID002774    Tin    Elmet S.L.U.    SPAIN
CID002776    Tin    PT Bangka Prima Tin    INDONESIA
CID002816    Tin    PT Sukses Inti Makmur    INDONESIA
CID002825    Tin    An Thai Minerals Co., Ltd.    VIETNAM
CID002829    Tin    PT Kijang Jaya Mandiri    INDONESIA
CID002844    Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
CID002848    Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA
CID002849    Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
CID002858    Tin    Modeltech Sdn Bhd    MALAYSIA
CID002859    Tin    Gejiu Jinye Mineral Company    CHINA
CID000004    Tungsten    A.L.M.T. TUNGSTEN Corp.    JAPAN
CID000105    Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA
CID000218    Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
CID000258    Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
CID000499    Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
CID000568    Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA
CID000766    Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
CID000769    Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
CID000825    Tungsten    Japan New Metals Co., Ltd.    JAPAN
CID000875    Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
CID000966    Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA
CID001889    Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIETNAM
CID002011    Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIETNAM


CID002044    Tungsten    Wolfram Bergbau und Hütten AG    AUSTRIA
CID002082    Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
CID002095    Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA
CID002313    Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA
CID002315    Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
CID002316    Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
CID002317    Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
CID002318    Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
CID002319    Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
CID002320    Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
CID002321    Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
CID002494    Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
CID002502    Tungsten    Asia Tungsten Products Vietnam Ltd.    VIETNAM
CID002513    Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
CID002518    Tungsten    Dayu Jincheng Tungsten Industry Co., Ltd.    CHINA
CID002535    Tungsten    Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.    CHINA
CID002536    Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA
CID002541    Tungsten    H.C. Starck GmbH    GERMANY
CID002542    Tungsten    H.C. Starck Smelting GmbH & Co.KG    GERMANY
CID002543    Tungsten    Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC    VIETNAM
CID002551    Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
CID002579    Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA
CID002589    Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA
CID002647    Tungsten    Jiangxi Dayu Longxintai Tungsten Co., Ltd.    CHINA
CID002649    Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
CID002724    Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION
CID002815    Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA


CID002827    Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
CID002830    Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA
CID002833    Tungsten    ACL Metais Eireli    BRAZIL
CID002843    Tungsten    Woltech Korea Co., Ltd.    KOREA (REPUBLIC OF)
CID002845    Tungsten    Moliren Ltd    RUSSIAN FEDERATION
CID000292    Tin    Alpha    UNITED STATES OF AMERICA
CID000969    Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
CID001325    Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
CID002503    Tin    PT ATD Makmur Mandiri Jaya    INDONESIA
CID002835    Tin    PT Menara Cipta Mulia    INDONESIA
CID002870    Tin    PT Lautan Harmonis Sejahtera    INDONESIA