extr-sd.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

___________________

FORM SD

Specialized Disclosure Report

____________________

EXTREME NETWORKS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-40423

 

77-0430270

(State or other jurisdiction

of incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

 

 

 

 

6480 Via Del Oro

San Jose, California 95119

(Address of principal executive offices)

Katy Motiey, Chief Administrative & Sustainability Officer (408) 579-2800

(Name and telephone number, including area code, of the person

to contact in connection with this report.)

_________________________________

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

  Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.

 

 


 


 

 

SECTION 1 – CONFLICT MINERALS DISCLOSURE

Item 1.01    Conflict Minerals Disclosure and Report

The Conflict Minerals Report of the registrant is filed as Exhibit 1.01 to this report on Form SD. The Conflict Minerals Report is available on our website on the SEC Filings page of the Investor Relations section of our website at www.ExtremeNetworks.com.  The content of any website referenced in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

Item 1.02 Exhibit

See Item 1.01.

SECTION 2 – EXHIBITS

Item 2.01 – Exhibits

 

Exhibit Number

Description

1.01

Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


2


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

 

 

 

 

EXTREME NETWORKS INC.

 

 

 

 

 

Date:

May 28, 2021

 

By:

 

/s/   KATAYOUN (“KATY”) MOTIEY

 

 

 

 

 

Katayoun (“Katy”) Motiey

 

 

 

 

 

Chief Administrative & Sustainability Officer

 

3

extr-ex101_6.htm

Exhibit 1.01

 

Extreme Networks, Inc.

Conflict Minerals Report

For The Calendar Year Ended December 31, 2020

 

This Conflict Minerals Report (the “Report”) for Extreme Networks, Inc. (“we” or “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2020. Rule 13p-1 requires the disclosure of certain information by companies that manufacture or contract to manufacture products that use minerals specified in Rule 13p-1 that are necessary to the functionality or production of these products. These minerals are columbite-tantalite (coltan), cassiterite, wolframite, gold, or their derivatives, which the Securities and Exchange Commission has limited to tantalum, tin, tungsten and gold (collectively, the “Minerals”).

 

We have determined that certain Minerals are necessary to the functionality or production of our networking equipment. We generally manufacture our products through contract manufacturers. As a result, we do not have direct relationships with some of our suppliers. In addition, due to the depth of the supply chain, we are far removed from the sources of ore from which these metals are produced and the smelters/refiners that process those ores. Consequently, we rely on our contract manufacturers, direct and indirect suppliers and industry initiatives for source information on the Minerals in our products.

For the reporting period from January 1 to December 31, 2020, we conducted reasonable country of origin (“RCOI”) activities followed by due diligence investigations to determine the source and chain of custody of the Minerals that are necessary to the functionality or production of our products.

We have reason to believe that a few smelters within our supply chain may be sourcing Minerals from the DRC-conflict areas. We believe that these smelters are certified Conflict Free by the Conflict Free Smelters Program.

If any DRC-supported source is found to benefit armed groups in the DRC-conflict areas, we will work to remove such suppliers from our supply chain. As of the date of this filing, the DRC-conflict areas include: the Democratic Republic of the Congo, Angola, Burundi, Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia.

Company Overview

We are a leader in providing software-driven networking solutions for enterprise customers. We conduct our sales and marketing activities on a worldwide basis through distributors, resellers and the Company’s field sales organization. We were incorporated in California in 1996 and reincorporated in Delaware in 1999.

 

Conflict Minerals Program

 

We have established a conflict minerals compliance program that is based on the framework established by the Organisation for Economic Cooperation and Development (the “OECD Framework”). We require our suppliers and our contract manufacturers to establish an ongoing process to determine the country of origin of any Minerals in our products.

 

Reasonable Country of Origin Inquiry

 

We conducted a RCOI on all of our suppliers. Of the 226 suppliers contacted by the Company, 147 suppliers provided responses to our questionnaires.

 

1

 


 

 

Suppliers were asked to utilize the Responsible Minerals Initiative (the “RMI”) Conflict Minerals Reporting Template to report on their usage and sourcing of materials containing the Minerals. The RMI Conflict Minerals Reporting Template was developed by several of the world’s leading consumer electronics companies and is generally regarded as the most common reporting tool for conflict minerals content and sourcing information. However, not all suppliers responded using the template as requested.

 

Based on our RCOI, we believe that the sources of the Minerals contained in our products are from: (i) smelters designated as conflict free by the RMI; (ii) smelters that have not been designated as conflict free by the RMI, but that we believe are from areas other than the DRC-conflict areas; and (iii) scrap or recycled sources.

 

Design of Due Diligence Measures

The following are the due diligence measures we performed as a result of our RCOI:

1.    Company Policy. We established the Extreme Networks Conflict Minerals Policy, which has been communicated to our suppliers, which directs our suppliers to utilize a supply chain that does not support the conflict in the DRC-conflict areas. A copy of this policy is available on our website at http://www.extremenetworks.com/company/legal/conflict-minerals.

2.    Surveys. We conducted supply-chain surveys with our direct suppliers using the Conflict Minerals Reporting Template to identify the smelters and refiners and to determine the risks of any sources from the DRC-conflict areas within our supply chain. Supplier responses were evaluated for plausibility, consistency and gaps, both in terms of which products were stated to contain or not contain the Minerals, and the origin of the Minerals. In addition, we validated the information received from our suppliers, to the extent possible, using different procedures such as comparing different supplier responses for inconsistencies related to the same Minerals.

 

3.    Follow-up on Survey Responses. We followed-up with the suppliers surveyed, to the extent possible, on missing and inconsistent information.

 

4.    Industry Supply Chain Management Tools. In addition to direct queries to our suppliers, we utilized industry supply chain management tools and a third party to determine if there is any risk that the Minerals being used in our products are from DRC-conflict areas and benefit armed groups in these areas. For example, we checked the conflict-free status of smelters and refiners on the RMI’s website.

 

5.    Continual Investigation. We are continually trying to identify risks within our supply chain. If any DRC-supported source is found to benefit armed groups in the DRC-conflict areas, we plan to work to remove such suppliers from our supply chain in accordance with our environmental standards and our Conflict Minerals Policy.

 

Location of Smelters and Refiners

 

As part of the due diligence process we reviewed surveys on the Minerals from an aggregate total of approximately 226 suppliers. These surveys listed a total of approximately 333 smelters and refiners. Some of these suppliers provided information at a part number level and were able to specifically identify the smelters from which their Minerals were procured. Other suppliers provided their complete list of smelters, but were unable to identify the specific smelters from which the Minerals used for our products were procured. As some of the surveys we received are company-wide and not product specific, we believe these surveys may include smelters and refiners that do not provide the Minerals that are used in our products. Due to the use of company-wide surveys by some suppliers and the multiple levels of suppliers in our

2

 


 

supply chain we are unable to determine with certainty at this time a complete list of smelters and refiners listed in the surveys that actually provide the specific Minerals used in our products. However, we believe the smelters and refiners used in our products may include those listed on Exhibit A.

 

Country of Origin

 

Due to the use of company-wide surveys by some suppliers and the multiple levels of suppliers in our supply chain we are unable to determine with certainty at this time a complete list of countries of origin listed in the surveys that actually provide the specific Minerals used in our products. However, we believe the smelters and refiners used in our products may include those from the countries of origin listed on Exhibit A and that the Minerals from such smelters and mines may originate from Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Colombia, Czechia, Estonia, France, Germany, Ghana, India, Indonesia, Italy, Japan, Kazakhstan, Republic of Korea, Kyrgyzstan, Lithuania, Malaysia, Mauritania, Mexico, Myanmar, Netherlands, New Zealand, North Macedonia, Norway, Peru, Philippines, Poland, Russian Federation, Rwanda, Saudi Arabia, Singapore, South Africa, Spain, Sudan, Sweden, Switzerland, Taiwan, Thailand, Turkey, Uganda, United Arab Emirates, United States of America, Uzbekistan, Vietnam, and Zimbabwe. In addition, as mentioned above we have reason to believe some of the Minerals may have been sourced in the DRC-conflict areas, but that the smelters and refiners who identified these countries have all been certified as conflict free.

 

Steps to be taken to mitigate future risk

We intend to take the following steps to improve the program and further mitigate any risk that the necessary Minerals in our products could benefit armed groups in the DRC-conflict areas:

1.    Compliance Module. We plan to continue the implementation of the compliance module within our Product Lifecycle Management system which includes the use of a third party. Through this module, we expect to increase the response rate of our suppliers’ surveys.

2.    Quality Management System. We plan to continue to refine the RCOI and conflict minerals disclosure process in connection with our Quality Management System (“QMS”). The QMS includes a “corrective action-preventive action process” that is consistent with the OECD Framework.

3.    Work with Suppliers on Quality of Information. We plan to continue to communicate our expectations regarding the quality of information to be provided by our suppliers. We also plan to request that all our suppliers provide a completed and accurate RMI Conflict Minerals Reporting Template for the products that such suppliers manufacture for us that include the Minerals.

Over time, we anticipate that the amount of information globally available regarding the traceability and sourcing of the Minerals will increase.

 

FORWARD-LOOKING STATEMENTS

 

Statements relating to due diligence improvements are forward-looking in nature and are based on our current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of our control and which could cause actual events to differ materially from those expressed or implied by the statements made herein.

 

3

 


 

 

DOCUMENTS INCORPORATED BY REFERENCE

Unless otherwise stated herein, any documents, third-party materials or references to websites (including our website) are not incorporated by reference in, or considered to be a part of this Report, unless expressly incorporated by reference herein.

 

INHERENT LIMITATIONS ON DUE DILIGENCE MEASURES

Our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the Minerals. Our due diligence processes are based on the necessity of seeking data from our direct suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the Minerals. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud.


 

4

 


Exhibit A

 

 

Smelter Identification Number

Metal

Smelter Reference List

Smelter Country

CID002762

Gold

L'Orfebre S.A.

Andorra

CID002030

Gold

Western Australian Mint (T/a The Perth Mint)

Australia

CID002779

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

Austria

CID001980

Gold

Umicore S.A. Business Unit Precious Metals Refining

Belgium

CID002587

Gold

Tony Goetz NV

Belgium

CID000058

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

Brazil

CID002606

Gold

Marsam Metals

Brazil

CID000924

Gold

Asahi Refining Canada Ltd.

Canada

CID001534

Gold

Royal Canadian Mint

Canada

CID000185

Gold

CCR Refinery - Glencore Canada Corporation

Canada

CID002919

Gold

Planta Recuperadora de Metales SpA

Chile

CID000773

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

China

CID000343

Gold

Daye Non-Ferrous Metals Mining Ltd.

China

CID001362

Gold

Penglai Penggang Gold Industry Co., Ltd.

China

CID001916

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

China

CID001947

Gold

Tongling Nonferrous Metals Group Co., Ltd.

China

1


 

CID002525

Gold

Shandong Humon Smelting Co., Ltd.

China

CID002527

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

China

CID000522

Gold

Refinery of Seemine Gold Co., Ltd.

China

CID000707

Gold

Heraeus Metals Hong Kong Ltd.

China

CID000767

Gold

Hunan Chenzhou Mining Co., Ltd.

China

CID001810

Gold

Smelter Not Listed

China

CID000801

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

China

CID000855

Gold

Jiangxi Copper Co., Ltd.

China

CID001093

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

China

CID001056

Gold

Lingbao Gold Co., Ltd.

China

CID001058

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

China

CID000197

Gold

Yunnan Copper Industry Co., Ltd.

China

CID000651

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

China

CID001909

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

China

CID002243

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

China

CID001619

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

China

CID001622

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

China

CID002224

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

China

2

 


 

CID002312

Gold

Guangdong Jinding Gold Limited

China

CID000671

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

China

CID001736

Gold

Sichuan Tianze Precious Metals Co., Ltd.

China

CID001147

Gold

Metalor Technologies (Suzhou) Ltd.

China

CID001149

Gold

Metalor Technologies (Hong Kong) Ltd.

China

CID003421

Gold

C.I Metales Procesados Industriales SAS

Colombia

CID003529

Gold

Sancus ZFS (L’Orfebre, SA)

Colombia

CID002290

Gold

SAFINA A.S.

Czechia

CID002761

Gold

SAAMP

France

CID002778

Gold

WIELAND Edelmetalle GmbH

Germany

CID000113

Gold

Aurubis AG

Germany

CID000035

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

Germany

CID000362

Gold

DODUCO Contacts and Refining GmbH

Germany

CID002777

Gold

SAXONIA Edelmetalle GmbH

Germany

CID000694

Gold

Heimerle + Meule GmbH

Germany

CID000711

Gold

Heraeus Precious Metals GmbH & Co. KG

Germany

CID000176

Gold

C. Hafner GmbH + Co. KG

Germany

CID002867

Gold

Degussa Sonne / Mond Goldhandel GmbH

Germany

3

 


 

CID003186

Gold

Gold Coast Refinery

Ghana

CID002588

Gold

Shirpur Gold Refinery Ltd.

India

CID002509

Gold

MMTC-PAMP India Pvt., Ltd.

India

CID003382

Gold

CGR Metalloys Pvt Ltd.

India

CID003383

Gold

Sovereign Metals

India

CID002893

Gold

JALAN & Company

India

CID003461

Gold

Augmont Enterprises Private Limited

India

CID002863

Gold

Bangalore Refinery

India

CID003463

Gold

Kundan Care Products Ltd.

India

CID003548

Gold

MD Overseas

India

CID003487

Gold

Emerald Jewel Industry India Limited (Unit 1)

India

CID003488

Gold

Emerald Jewel Industry India Limited (Unit 2)

India

CID003489

Gold

Emerald Jewel Industry India Limited (Unit 3)

India

CID003490

Gold

Emerald Jewel Industry India Limited (Unit 4)

India

CID002852

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

India

CID002853

Gold

Sai Refinery

India

CID001397

Gold

PT Aneka Tambang (Persero) Tbk

Indonesia

CID000233

Gold

Chimet S.p.A.

Italy

4

 


 

CID002763

Gold

8853 S.p.A.

Italy

CID002765

Gold

Italpreziosi

Italy

CID002580

Gold

T.C.A S.p.A

Italy

CID002973

Gold

Safimet S.p.A

Italy

CID000090

Gold

Asaka Riken Co., Ltd.

Japan

CID000823

Gold

Japan Mint

Japan

CID001325

Gold

Ohura Precious Metal Industry Co., Ltd.

Japan

CID000937

Gold

JX Nippon Mining & Metals Co., Ltd.

Japan

CID001938

Gold

Tokuriki Honten Co., Ltd.

Japan

CID000082

Gold

Asahi Pretec Corp.

Japan

CID000019

Gold

Aida Chemical Industries Co., Ltd.

Japan

CID001798

Gold

Sumitomo Metal Mining Co., Ltd.

Japan

CID002100

Gold

Yamakin Co., Ltd.

Japan

CID000981

Gold

Kojima Chemicals Co., Ltd.

Japan

CID001259

Gold

Nihon Material Co., Ltd.

Japan

CID000264

Gold

Chugai Mining

Japan

CID002129

Gold

Yokohama Metal Co., Ltd.

Japan

CID000807

Gold

Ishifuku Metal Industry Co., Ltd.

Japan

5

 


 

CID000425

Gold

Eco-System Recycling Co., Ltd. East Plant

Japan

CID001119

Gold

Matsuda Sangyo Co., Ltd.

Japan

CID001875

Gold

Tanaka Kikinzoku Kogyo K.K.

Japan

CID003424

Gold

Eco-System Recycling Co., Ltd. North Plant

Japan

CID003425

Gold

Eco-System Recycling Co., Ltd. West Plant

Japan

CID001188

Gold

Mitsubishi Materials Corporation

Japan

CID001193

Gold

Mitsui Mining and Smelting Co., Ltd.

Japan

CID000401

Gold

Dowa

Japan

CID000957

Gold

Kazzinc

Kazakhstan

CID000956

Gold

Kazakhmys Smelting LLC

Kazakhstan

CID002615

Gold

TOO Tau-Ken-Altyn

Kazakhstan

CID001955

Gold

Torecom

Korea, Republic of

CID003195

Gold

DS PRETECH Co., Ltd.

Korea, Republic of

CID000778

Gold

HwaSeong CJ CO., LTD.

Korea, Republic of

CID002605

Gold

Korea Zinc Co., Ltd.

Korea, Republic of

CID000359

Gold

DSC (Do Sung Corporation)

Korea, Republic of

CID001555

Gold

Samduck Precious Metals

Korea, Republic of

CID001562

Gold

Samwon Metals Corp.

Korea, Republic of

6

 


 

CID001078

Gold

LS-NIKKO Copper Inc.

Korea, Republic of

CID000689

Gold

LT Metal Ltd.

Korea, Republic of

CID003189

Gold

NH Recytech Company

Korea, Republic of

CID002918

Gold

SungEel HiMetal Co., Ltd.

Korea, Republic of

CID001029

Gold

Kyrgyzaltyn JSC

Kyrgyzstan

CID003153

Gold

State Research Institute Center for Physical Sciences and Technology

Lithuania

CID002857

Gold

Modeltech Sdn Bhd

Malaysia

CID003540

Gold

Sellem Industries Ltd.

Mauritania

CID001161

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

Mexico

CID000180

Gold

Caridad

Mexico

CID002582

Gold

REMONDIS PMR B.V.

Netherlands

CID002282

Gold

Morris and Watson

New Zealand

CID003497

Gold

K.A. Rasmussen

Norway

CID000128

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

Philippines

CID002511

Gold

KGHM Polska Miedz Spolka Akcyjna

Poland

CID001326

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

Russian Federation

CID001386

Gold

Prioksky Plant of Non-Ferrous Metals

Russian Federation

7

 


 

CID000927

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

Russian Federation

CID000929

Gold

JSC Uralelectromed

Russian Federation

CID000493

Gold

OJSC Novosibirsk Refinery

Russian Federation

CID001756

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

Russian Federation

CID001204

Gold

Moscow Special Alloys Processing Plant

Russian Federation

CID002865

Gold

Kyshtym Copper-Electrolytic Plant ZAO

Russian Federation

CID001032

Gold

L'azurde Company For Jewelry

Saudi Arabia

CID001152

Gold

Metalor Technologies (Singapore) Pte., Ltd.

Singapore

CID001512

Gold

Rand Refinery (Pty) Ltd.

South Africa

CID002850

Gold

AU Traders and Refiners

South Africa

CID003575

Gold

Metal Concentrators SA (Pty) Ltd.

South Africa

CID001585

Gold

SEMPSA Joyeria Plateria S.A.

Spain

CID002567

Gold

Sudan Gold Refinery

Sudan

CID000157

Gold

Boliden AB

Sweden

CID000077

Gold

Argor-Heraeus S.A.

Switzerland

CID001352

Gold

PAMP S.A.

Switzerland

CID001498

Gold

PX Precinox S.A.

Switzerland

CID000189

Gold

Cendres + Metaux S.A.

Switzerland

8

 


 

CID001153

Gold

Metalor Technologies S.A.

Switzerland

CID002003

Gold

Valcambi S.A.

Switzerland

CID002516

Gold

Singway Technology Co., Ltd.

Taiwan, Province of China

CID001761

Gold

Solar Applied Materials Technology Corp.

Taiwan, Province of China

CID002314

Gold

Umicore Precious Metals Thailand

Thailand

CID000103

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

Turkey

CID001220

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

Turkey

CID000814

Gold

Istanbul Gold Refinery

Turkey

CID003185

Gold

African Gold Refinery

Uganda

CID002584

Gold

Fujairah Gold FZC

United Arab Emirates

CID002560

Gold

Al Etihad Gold Refinery DMCC

United Arab Emirates

CID002561

Gold

Emirates Gold DMCC

United Arab Emirates

CID002562

Gold

International Precious Metal Refiners

United Arab Emirates

CID003348

Gold

Dijllah Gold Refinery FZC

United Arab Emirates

CID002563

Gold

Kaloti Precious Metals

United Arab Emirates

CID000920

Gold

Asahi Refining USA Inc.

United States of America

CID001993

Gold

United Precious Metal Refining, Inc.

United States of America

CID000015

Gold

Advanced Chemical Company

United States of America

9

 


 

CID000969

Gold

Kennecott Utah Copper LLC

United States of America

CID001113

Gold

Materion

United States of America

CID001546

Gold

Sabin Metal Corp.

United States of America

CID001157

Gold

Metalor USA Refining Corporation

United States of America

CID002459

Gold

Geib Refining Corporation

United States of America

CID002708

Gold

Abington Reldan Metals, LLC

United States of America

CID003500

Gold

Alexy Metals

United States of America

CID003557

Gold

Metallix Refining Inc.

United States of America

CID002872

Gold

Pease & Curren

United States of America

CID003324

Gold

QG Refining, LLC

United States of America

CID001236

Gold

Navoi Mining and Metallurgical Combinat

Uzbekistan

CID000041

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

Uzbekistan

CID002515

Gold

Fidelity Printers and Refiners Ltd.

Zimbabwe

CID002707

Tantalum

Resind Industria e Comercio Ltda.

Brazil

CID001076

Tantalum

LSM Brasil S.A.

Brazil

CID001175

Tantalum

Mineracao Taboca S.A.

Brazil

CID000914

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

China

CID000917

Tantalum

Jiujiang Tanbre Co., Ltd.

China

10

 


 

CID002512

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

China

CID001277

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

China

CID000460

Tantalum

F&X Electro-Materials Ltd.

China

CID000211

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

China

CID001522

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

China

CID002508

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

China

CID002492

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

China

CID002505

Tantalum

FIR Metals & Resource Ltd.

China

CID000616

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

China

CID002506

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

China

CID002842

Tantalum

Jiangxi Tuohong New Raw Material

China

CID001200

Tantalum

NPM Silmet AS

Estonia

CID002545

Tantalum

H.C. Starck Tantalum and Niobium GmbH

Germany

CID002547

Tantalum

H.C. Starck Hermsdorf GmbH

Germany

CID002550

Tantalum

H.C. Starck Smelting GmbH & Co. KG

Germany

CID001163

Tantalum

Metallurgical Products India Pvt., Ltd.

India

CID000092

Tantalum

Asaka Riken Co., Ltd.

Japan

CID001869

Tantalum

Taki Chemical Co., Ltd.

Japan

11

 


 

CID002558

Tantalum

Global Advanced Metals Aizu

Japan

CID001192

Tantalum

Mitsui Mining and Smelting Co., Ltd.

Japan

CID002549

Tantalum

H.C. Starck Ltd.

Japan

CID001969

Tantalum

Ulba Metallurgical Plant JSC

Kazakhstan

CID002539

Tantalum

KEMET Blue Metals

Mexico

CID002847

Tantalum

Power Resources Ltd.

North Macedonia

CID001769

Tantalum

Solikamsk Magnesium Works OAO

Russian Federation

CID002544

Tantalum

H.C. Starck Co., Ltd.

Thailand

CID001508

Tantalum

QuantumClean

United States of America

CID002548

Tantalum

H.C. Starck Inc.

United States of America

CID000456

Tantalum

Exotech Inc.

United States of America

CID001891

Tantalum

Telex Metals

United States of America

CID002504

Tantalum

D Block Metals, LLC

United States of America

CID002557

Tantalum

Global Advanced Metals Boyertown

United States of America

CID002773

Tin

Metallo Belgium N.V.

Belgium

CID001337

Tin

Operaciones Metalurgicas S.A.

Bolivia (Plurinational State of)

CID000438

Tin

EM Vinto

Bolivia (Plurinational State of)

CID000448

Tin

Estanho de Rondonia S.A.

Brazil

12

 


 

CID001758

Tin

Soft Metais Ltda.

Brazil

CID002706

Tin

Resind Industria e Comercio Ltda.

Brazil

CID002500

Tin

Melt Metais e Ligas S.A.

Brazil

CID002036

Tin

White Solder Metalurgia e Mineracao Ltda.

Brazil

CID002468

Tin

Magnu's Minerais Metais e Ligas Ltda.

Brazil

CID002756

Tin

Super Ligas

Brazil

CID001173

Tin

Mineracao Taboca S.A.

Brazil

CID003486

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

Brazil

CID000942

Tin

Gejiu Kai Meng Industry and Trade LLC

China

CID002844

Tin

HuiChang Hill Tin Industry Co., Ltd.

China

CID003190

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

China

CID003379

Tin

Ma'anshan Weitai Tin Co., Ltd.

China

CID001231

Tin

Jiangxi New Nanshan Technology Ltd.

China

CID000555

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

China

CID003397

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

China

CID003410

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

China

CID000228

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

China

CID000538

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

China

13

 


 

CID001070

Tin

China Tin Group Co., Ltd.

China

CID001908

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

China

CID002158

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

China

CID002180

Tin

Yunnan Tin Company Limited

China

CID003116

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

China

CID002848

Tin

Gejiu Fengming Metallurgy Chemical Plant

China

CID003356

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

China

CID003409

Tin

Precious Minerals and Smelting Limited

India

CID000309

Tin

PT Aries Kencana Sejahtera

Indonesia

CID001399

Tin

PT Artha Cipta Langgeng

Indonesia

CID002816

Tin

Smelter Not Listed

Indonesia

CID003205

Tin

PT Bangka Serumpun

Indonesia

CID001402

Tin

Smelter Not Listed

Indonesia

CID002835

Tin

PT Menara Cipta Mulia

Indonesia

CID001477

Tin

PT Timah Tbk Kundur

Indonesia

CID001482

Tin

PT Timah Tbk Mentok

Indonesia

CID001486

Tin

PT Timah Nusantara

Indonesia

CID001490

Tin

PT Tinindo Inter Nusa

Indonesia

14

 


 

CID001460

Tin

PT Refined Bangka Tin

Indonesia

CID001468

Tin

PT Stanindo Inti Perkasa

Indonesia

CID002593

Tin

PT Rajehan Ariq

Indonesia

CID002696

Tin

Smelter Not Listed

Indonesia

CID001428

Tin

Smelter Not Listed

Indonesia

CID003381

Tin

PT Rajawali Rimba Perkasa

Indonesia

CID001406

Tin

PT Babel Surya Alam Lestari

Indonesia

CID001453

Tin

PT Mitra Stania Prima

Indonesia

CID002503

Tin

PT ATD Makmur Mandiri Jaya

Indonesia

CID002455

Tin

CV Venus Inti Perkasa

Indonesia

CID002570

Tin

CV Ayi Jaya

Indonesia

CID001458

Tin

PT Prima Timah Utama

Indonesia

CID002870

Tin

PT Lautan Harmonis Sejahtera

Indonesia

CID003449

Tin

PT Mitra Sukses Globalindo

Indonesia

CID001191

Tin

Mitsubishi Materials Corporation

Japan

CID000402

Tin

Dowa

Japan

CID001105

Tin

Malaysia Smelting Corporation (MSC)

Malaysia

CID002858

Tin

Modeltech Sdn Bhd

Malaysia

15

 


 

CID003208

Tin

Pongpipat Company Limited

Myanmar

CID001182

Tin

Minsur

Peru

CID002517

Tin

O.M. Manufacturing Philippines, Inc.

Philippines

CID000468

Tin

Fenix Metals

Poland

CID001305

Tin

Novosibirsk Processing Plant Ltd.

Russian Federation

CID003387

Tin

Luna Smelter, Ltd.

Rwanda

CID002774

Tin

Metallo Spain S.L.U.

Spain

CID003524

Tin

CRM Synergies

Spain

CID001539

Tin

Rui Da Hung

Taiwan, Province of China

CID001314

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

Thailand

CID001898

Tin

Thaisarco

Thailand

CID000292

Tin

Alpha

United States of America

CID001142

Tin

Metallic Resources, Inc.

United States of America

CID003325

Tin

Tin Technology & Refining

United States of America

CID002834

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

Viet Nam

CID002703

Tin

An Vinh Joint Stock Mineral Processing Company

Viet Nam

CID002574

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

Viet Nam

16

 


 

CID002572

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

Viet Nam

CID002573

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

Viet Nam

CID002015

Tin

VQB Mineral and Trading Group JSC

Viet Nam

CID002044

Tungsten

Wolfram Bergbau und Hutten AG

Austria

CID002833

Tungsten

ACL Metais Eireli

Brazil

CID003427

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

Brazil

CID003468

Tungsten

Cronimet Brasil Ltda

Brazil

CID000769

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

China

CID002641

Tungsten

China Molybdenum Co., Ltd.

China

CID002513

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

China

CID002551

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

China

CID002645

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

China

CID002317

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

China

CID002830

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

China

CID000766

Tungsten

Hunan Chenzhou Mining Co., Ltd.

China

CID002082

Tungsten

Xiamen Tungsten Co., Ltd.

China

CID003401

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

China

17

 


 

CID003417

Tungsten

GEM Co., Ltd.

China

CID000258

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

China

CID000875

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

China

CID000218

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

China

CID000281

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

China

CID002494

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

China

CID002316

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

China

CID002319

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

China

CID002320

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

China

CID002313

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

China

CID002315

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

China

CID002318

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

China

CID002321

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

China

CID002541

Tungsten

H.C. Starck Tungsten GmbH

Germany

CID002542

Tungsten

H.C. Starck Smelting GmbH & Co. KG

Germany

CID000004

Tungsten

A.L.M.T. Corp.

Japan

CID000825

Tungsten

Japan New Metals Co., Ltd.

Japan

CID003388

Tungsten

KGETS Co., Ltd.

Korea, Republic of

18

 


 

CID002827

Tungsten

Philippine Chuangxin Industrial Co., Inc.

Philippines

CID002845

Tungsten

Moliren Ltd.

Russian Federation

CID002649

Tungsten

Hydrometallurg, JSC

Russian Federation

CID003416

Tungsten

NPP Tyazhmetprom LLC

Russian Federation

CID003408

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

Russian Federation

CID002724

Tungsten

Unecha Refractory metals plant

Russian Federation

CID003553

Tungsten

Artek LLC

Russian Federation

CID003407

Tungsten

Lianyou Metals Co., Ltd.

Taiwan, Province of China

CID000105

Tungsten

Kennametal Huntsville

United States of America

CID002589

Tungsten

Niagara Refining LLC

United States of America

CID000966

Tungsten

Kennametal Fallon

United States of America

CID000568

Tungsten

Global Tungsten & Powders Corp.

United States of America

CID002543

Tungsten

Masan Tungsten Chemical LLC (MTC)

Viet Nam

CID002502

Tungsten

Asia Tungsten Products Vietnam Ltd.

Viet Nam

 

19